Starting a new job as a compliance leader can be daunting. Here's what you need to know. Becoming a compliance officer may be a lifelong dream or a goal that evolves over time. Depending on your ...

The Chief Compliance Officer (CCO) role is essential in building an organization that meets regulatory standards and upholds a robust ethical culture. But what should the CCO be reporting to the Board ...

With predictions of an uptick in M&A activity in 2023, and growth-oriented firms looking to expand into additional areas of meaningful advisory services, now is an opportune time to reinforce the need ...

The crypto industry is evolving rapidly, and regulatory enforcement is keeping pace. It’s essential that businesses engaged in crypto transactions, custody, lending, trading, or payments stay on top ...

LOS ANGELES--(BUSINESS WIRE)--Mid-sized companies were more frequently subjected to software license audits in the past three years, and more than half of audited companies paid up to $1 million in ...

There’s a new company executive in the hallway who’s sniffing around your network. He has been asking the business unit managers probing questions such as who has access to the network, what ...

WILMINGTON, Del., Sept. 18, 2025 (GLOBE NEWSWIRE) -- InterDigital, Inc. (Nasdaq: IDCC), a mobile, video, and AI technology research and development company, today announced that Julia C. Mattis has ...

I am often asked, when I speak at conferences, “Why compliance as a career?” To be completely transparent and honest, when I first started my career, what I was doing was not called “compliance” per ...

In 2016, FINRA decided to take a closer look at how firms integrate compliance into their culture. Although this focus didn’t make it into the 2017 exam priorities letter, it stands to reason that ...

In a recent Bloomberg article, Whitney Ford raised the need for an “AI Compliance Officer.” Ford believes that such a role is suited to a corporate legal department. However, I believe such a role is ...