In the latest legal action from a firm not content to watch its client information walk out with a departing advisor, Edward Jones has secured a substantial arbitration award against one of its ...
A recently dismissed "reverse churning" case against Edward Jones is exposing a gaping hole in the duties hybrid firms owe to customers when they move their assets between brokerage and advisory ...
The Financial Industry Regulatory Authority has barred a former Edward Jones broker who had ties to a cannabis company shut down by the Securities and Exchange Commission for alleged fraud, including ...
Kiplinger’s 2026 Readers’ Choice Awards named Fidelity Investments the top broker for the fourth consecutive year, with Charles Schwab, Edward Jones, JPMorgan Chase, and Raymond James also earning ...
The firms' collaboration shines a light on how the wealth management business works today and how it is evolving, as advisors ...
As a financial advisor and parent of four, I've seen first-hand the benefits that 529 plans have for education savings,” said ...
Edward Jones has extended its Southeast US presence futher as it welcomes a breakaway advisor from Merrill. The national financial services firm announced the addition of financial advisor Brandon ...
A former Edward Jones advisor faces 20 years in prison for allegedly defrauding an elderly client of more than $920,000, according to the Justice Department. John Winslow, a 56-year-old former advisor ...
The day after his retirement in December, Edward Jones broker Jim Goodknight, 60, headed to the lake by his home in Joplin, Mo., to spend some well-deserved time fishing. Seeing him alone, surrounded ...
Five brokerage firms, including Edward Jones and LPL Financial, have agreed to pay a combined $9.3 million in fines to settle state securities regulators’ allegations that they charged unreasonable ...