Stifel May Soon Have to Pay $133 Million for a Broker’s Risky Trades. One Private Note Refers to ‘Chiseling’ Clients.

The DC Circuit Court of Appeals’ August 2024 decision in NextEra Energy v. Spain is reshaping the enforcement landscape for arbitral awards in ...

Federal Judge David Nye sides with a broker fired over five years ago for placing trades without first obtaining his client's ...

As governments tighten oversight of critical minerals projects and geopolitical tensions reshape resource policy, mining ...

The U.S. Court of Appeals for the Ninth Circuit on Monday vacated a federal judge's confirmation of an arbitration award that favored Tesla in a defamation fight between the Elon Musk-owned electric ...

Punitive damages, disclosures over employment terminations, the statute of limitations for bringing claims — FINRA is asking ...

Ethan A. Brecher writes: The consequences to a Financial Industry Regulatory Authority registered representative for not paying an adverse arbitration award can be career-threatening, yet non-payment ...

Nearly one out of three customers who won Finra arbitration cases in 2020 did not receive their award payment, according to a study released Wednesday. The Public Investors Advocate Bar Association ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

Lupaka Gold Corp. won the award, which includes interest, last year in an arbitration proceeding that found the Peruvian government failed to stop the protests by rural communities at the company’s ...

In February 2026, the Fifth Circuit considered and applied the “effective vindication doctrine” to ERISA claims asserted in Parrott v.

Law has not kept up with AI, writes Webber Wentzel partner PRIYESH DAYA, senior associate BRITANNY LERONI and candidate attorney CAITLIN LEAHY.